I have been asked to reapprove my AML Program - what do I do?
Your Risk Assessment changed, so the program it generates needs the Compliance Officer's approval again.
Your AML/CTF Program is generated from your ML/TF Risk Assessment. When the assessment changes - you completed a new assessment, or updated your answers - the regenerated program needs the Compliance Officer to review and approve it again so the approved document matches your current risk profile.
- Open Compliance in the left sidebar and select AML Program.
- Review the updated program - the changes flow from your latest Risk Assessment answers.
- Approve the program to complete the reapproval.
To run a new assessment first: Compliance > ML/TF Risk Assessment (open directly) > + New Assessment. Walkthroughs: Accessing Your ML/TF Risk Assessment and How to Access and View AML Program Documentation. Manuals: RSK-02 (PDF) and RSK-06 (PDF).